-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, ILEM+blTCpNHP8uZoaDSd0MDbRvBCAp2//VRYBBE9UlWLRrJXVgnqzfkQzBOXBQx v6LUFJ9Vr+fRzq8GWejrOw== 0000857706-94-000002.txt : 19940217 0000857706-94-000002.hdr.sgml : 19940217 ACCESSION NUMBER: 0000857706-94-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940216 GROUP MEMBERS: CAPITAL GROWTH FUND GROUP MEMBERS: FEDERATED ADVISERS GROUP MEMBERS: FEDERATED GROWTH TRUST GROUP MEMBERS: FEDERATED INVESTORS GROUP MEMBERS: FEDERATED INVESTORS /PA/ GROUP MEMBERS: FEDERATED MANAGEMENT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN GROUP INC CENTRAL INDEX KEY: 0000003721 STANDARD INDUSTRIAL CLASSIFICATION: 3825 IRS NUMBER: 380290950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-30529 FILM NUMBER: 94509888 BUSINESS ADDRESS: STREET 1: 25101 CHAGRIN BLVD # 350 CITY: BEACHWOOD STATE: OH ZIP: 44122-5619 BUSINESS PHONE: 2167655818 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS /PA/ CENTRAL INDEX KEY: 0000917950 STANDARD INDUSTRIAL CLASSIFICATION: 0000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 SC 13G 1 FORM DOCUMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __1_) Allen Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 017634106 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statment on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter sidclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liablilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 017634106 13G Page 2 of 12 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person FEDERATED GROWTH TRUST TAX I.D. # 25-1378666 2 Check the appropriate box if a member of a group (a) [ ] (b) [X] 3 SEC use only 4 Citizenship or Place of Organization MASSACHUSETTS Number of 5 Sole voting power shares 915,000 beneficially 6 Shared voting power Owned by each 7 Sole dispositive power Reporting 915,000 Person 8 Shared dispositive power with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 915,000 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares * 11 Percent of Class Represented by Amount in Row (11) 3.7% 12 Type of Reporting Person IV *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 017634106 13G Page 3 of 12 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person CAPITAL GROWTH FUND, a portfolio of Investment Series Funds, Inc. TAX I.D. #25-1619187 2 Check the appropriate box if a member of a group (a) [ ] (b) [ X ] 3 SEC use only 4 Citizenship or Place of Organization MARYLAND Number of 5 Sole voting power shares 35,000 beneficially 6 Shared voting power Owned by each 7 Sole dispositive power Reporting 35,000 Person 8 Shared dispositive power with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,000 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares * 11 Percent of Class Represented by Amount in Row (11) 0.1% 12 Type of Reporting Person IV *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 017634106 13G Page 4 of 12 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person FEDERATED ADVISERS TAX I.D. #51-0316183 2 Check the appropriate box if a member of a group (a) [ ] (b) [ X ] 3 SEC use only 4 Citizenship or Place of Organization DELAWARE Number of 5 Sole voting power shares 35,000 beneficially 6 Shared voting power Owned by each 7 Sole dispositive power Reporting 35,000 Person 8 Shared dispositive power with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,000 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares * 11 Percent of Class Represented by Amount in Row (11) 0.1% 12 Type of Reporting Person IA *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 017634106 13G Page 5 of 12 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person FEDERATED MANAGEMENT TAX I.D. #51-0316186 2 Check the appropriate box if a member of a group (a) [ ] (b) [ X ] 3 SEC use only 4 Citizenship or Place of Organization DELAWARE Number of 5 Sole voting power shares 915,000 beneficially 6 Shared voting power Owned by each 7 Sole dispositive power Reporting 915,000 Person 8 Shared dispositive power with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 915,000 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares * 11 Percent of Class Represented by Amount in Row (11) 3.7% 12 Type of Reporting Person IA *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 017634106 13G Page 6 of 12 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person FEDERATED INVESTORS TAX I.D. # 51-0316181 2 Check the appropriate box if a member of a group (a) [ ] (b) [X] 3 SEC use only 4 Citizenship or Place of Organization DELAWARE Number of 5 Sole voting power shares 0 beneficially 6 Shared voting power Owned by each 7 Sole dispositive power Reporting 950,000 Person 8 Shared dispositive power with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 950,000 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares * 11 Percent of Class Represented by Amount in Row (11) 3.8% 12 Type of Reporting Person HC *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 017634106 13G Page 7 of 12 Pages Item 1(a). Name of Issuer: The Allen Group, Inc. Item 1(b). Address of Issuer's Principal Business Office: 25101 Chagrin Blvd. Beachwood, OH 44122 Item 2(a). Names of Persons Filing: Tax I.D. No. (A) Federated Growth Trust 25-1378666 (B) Capital Growth Fund, a portfolio of Investment Series Funds, Inc. 25-1619187 (C) Federated Advisers 51-0316183 (D) Federated Management 51-0316186 (E) Federated Investors 51-0316181 Item 2(b). Address of Principal Business Office: Federated Investors Tower Pittsburgh, PA 15222-3779 Item 2(c). Citizenship: Citizenship (A) Federated Growth Trust Massachusetts (B) Capital Growth Fund, a portfolio of Investment Series Funds, Inc. Maryland (C) Federated Advisers Delaware (D) Federated Management Delaware (E) Federated Investors Delaware Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 017634106 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the persons filing are: (h) [ X ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H). *SEE EXHIBIT "1" ATTACHED CUSIP No. 017634106 13G Page 8 of 12 Pages Item 4. Ownership: A. Federated Growth Trust Item 4(a) Amount Beneficially Owned...................... 915,000 Item 4b) Percent of Class..................................3.7% Item 4(c) Number of Shares as to which such person has (i) sole power to vote or direct the vote.............. 915,000 (ii) shared power to vote or direct the vote.......... 0 (iii) sole power to dispose or direct disposition of.. 915,000 (iv) shared power to dispose or direct disposition of.. 0 B. Capital Growth Fund Item 4(a) Amount Beneficially Owned...................... 35,000 Item 4b) Percent of Class..................................0.1% Item 4(c) Number of Shares as to which such person has (i) sole power to vote or direct the vote.............. 35,000 (ii) shared power to vote or direct the vote.......... 0 (iii) sole power to dispose or direct disposition of.. 35,000 (iv) shared power to dispose or direct disposition of.. 0 C. Federated Advisers* Item 4(a) Amount Beneficially Owned...................... 35,000 Item 4b) Percent of Class..................................0.1% Item 4(c) Number of Shares as to which such person has (i) sole power to vote or direct the vote.............. 35,000 (ii) shared power to vote or direct the vote.......... 0 (iii) sole power to dispose or direct disposition of.. 35,000 (iv) shared power to dispose or direct disposition of.. 0 A. Federated Management* Item 4(a) Amount Beneficially Owned...................... 915,000 Item 4b) Percent of Class..................................3.7% Item 4(c) Number of Shares as to which such person has (i) sole power to vote or direct the vote.............. 915,000 (ii) shared power to vote or direct the vote.......... 0 (iii) sole power to dispose or direct disposition of.. 915,000 (iv) shared power to dispose or direct disposition of.. 0 B. Federated Investors** Item 4(a) Amount Beneficially Owned...................... 950,000 Item 4b) Percent of Class..................................3.8% Item 4(c) Number of Shares as to which such person has (i) sole power to vote or direct the vote.............. 950,000 (ii) shared power to vote or direct the vote.......... 0 (iii) sole power to dispose or direct disposition of.. 950,000 (iv) shared power to dispose or direct disposition of.. 0 *The number of shares indicated represent shares held by investment companies for which the indicated reporting person acts as an investment adviser, with power to direct investments and power to vote the securities. **The number of shares indicated represent shares held by investment companies advised by subsidiaries of Federated Investors. CUSIP No. 017634106 13G Page 9 of 12 Pages Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: The filing of this Amended Schedule 13G by the reporting persons identified in Item 2(a) is being made solely because their deemed holdings of the securities identified in Item 2(d) of this Schedule 13G has become less than 5% of the outstanding securities as determined in accordance with Rule 13d-3(d)(i) under the Securities Exchange Act of 1934, as amended (the "1934 Act"). The filing of this Schedule 13G by reporting persons identified as Federated Advisers and Federated Management in Item 2(a) (the "Advisers") is being made solely because the persons are investment advisers of one or more of the investment companies with power to direct investments and/or power to vote the securities. The filing of this Schedule 13G by the reporting person identified as Federated Investors (the "Parent") is being made solely because such person is the parent holding company of Advisers which have the power to direct investment and/or vote the securities. Each reporting person identified in Item 2(a) hereby disclaims the existence of a group within the meaning of Section 13(d)(3) of the 1934 Act. In accordance with Rule 13d-4 under the 1934 Act, each reporting person declares that the filing of this statement should not be construed as an admission that any of the investment advisers or parent holding company that are reporting persons are the beneficial owners (for the purposes of Sections 13(d) and/or 13(g) of the Act) of any securities covered by this statement, and such advisers and parent holding company expressly disclaim that they are in fact the beneficial owner of such securities. SEE EXHIBIT "1" ATTACHED Item 9. Notice of Dissolution of Group: Not Applicable CUSIP No. 017634106 13G Page 10 of 12 Pages Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1994 Signature: /s/S. Elliott Cohan Name/Title: S. Elliott Cohan, as Assistant Secretary of Federated Investors, Federated Advisers, Federated Management, Federated Growth Trust, and Capital Growth Fund (a portfolio of Investment Series Funds, Inc.) CUSIP No. 017634106 13G Page 11 of 12 Pages EXHIBIT "1" ITEM 3 CLASSIFICATION OF REPORTING PERSONS Identity and Classification of Each Reporting Person IDENTITY CLASSIFICATION UNDER ITEM 3 Federated Growth Trust (d) Investment Company registered under section 8 of the Investment Company Act Capital Growth Fund, a portfolio of (d) Investment Company registered under Investment Series Funds, Inc. section 8 of the Investment Company Act Federated Advisers (e) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 Federated Management (e) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 Federated Investors (g) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) The filing of this Schedule 13G by the reporting persons is being made solely because their deemed holdings of the securities identified in Item 2(d) of this Schedule 13G has become less than 5% of the outstanding securities as determined in accordance with Rule 13d-3(d)(i) under the Securities Exchange Act of 1934, as amended (the "1934 Act"). The filing of this Schedule 13G by reporting persons identified as Federated Advisers and Federated Management (the "Advisers") is being made solely because the persons are investment advisers of one or more of the investment companies with power to direct investments and/or power to vote the securities. The filing of this Schedule 13G by the reporting person identified as Federated Investors (the "Parent") is being made solely because such person is the parent holding company of Advisers which have the power to direct investment and/or vote the securities. Each reporting person identified in this Exhibit "1" hereby disclaims the existence of a group within the meaning of Section 13(d)(3) of the 1934 Act. In accordance with Rule 13d-4 under the 1934 Act, each reporting person declares that the filing of this statement should not be construed as an admission that any of the investment advisers or parent holding company that are reporting persons are the beneficial owners (for the purposes of Sections 13(d) and/or 13(g) of the Act) of any securities covered by this statement, and such advisers and parent holding company expressly disclaim that they are in fact the beneficial owner of such securities. CUSIP No. 017634106 13G Page 12 of 12 Pages EXHIBIT "2" AGREEMENT FOR JOINT FILING OF SCHEDULE 13G The following parties hereby agree to file jointly the statement on Schedule 13G to which this Agreement is attached and any amendments thereto which may be deemed necessary pursuant to Regulation 13D-G under the Securities Exchange Act of 1934: 1. Federated Growth Trust, a Massachusetts business trust 2. Capital Growth Fund, a portfolio of Investment Series Funds, Inc. 3. Federated Advisers, as investment adviser to Capital Growth Fund 4. Federated Management, as investment adviser to Federated Growth Trust 5. Federated Investors, as parent holding company of the advisers. It is understood and agreed that each of the parties hereto is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein, but such party unless is not responsible for the completeness or accuracy of information concerning the other parties unless such party knows or has reason to believe that such information is incomplete or inaccurate. It is understood and agreed that the joint filing of Schedule 13G shall not be construed as an admission that the reporting persons named herein constitue a group for purposes of Regulation 13D-G of the Securities Exchange Act of 1934, nor is a joint venture for purposes of the Investment Company Act of 1940. Date: February 14, 1994 By:/s/S. Elliott Cohan Name/Title: S. Elliott Cohan, as Assistant Secretary of Federated Investors, Federated Advisers, Federated Management, Federated Growth Trust, and Capital Growth Fund (a portfolio of Investment Series Funds, Inc.) -----END PRIVACY-ENHANCED MESSAGE-----